8.7: SN1 and E1 Reactions (2024)

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    The E1 mechanism is nearly identical to the SN1 mechanism, differing only in the course of reaction taken by the carbocation intermediate. As shown by the following equations, a carbocation bearing beta-hydrogens may function either as a Lewis acid (electrophile), as it does in the SN1 reaction, or a Brønsted acid, as in the E1 reaction.

    8.7: SN1 and E1 Reactions (2)

    Thus, hydrolysis of tert-butyl chloride in a mixed solvent of water and acetonitrile gives a mixture of 2-methyl-2-propanol (60%) and 2-methylpropene (40%) at a rate independent of the water concentration. The alcohol is the product of an SN1 reaction and the alkene is the product of the E1 reaction. The characteristics of these two reaction mechanisms are similar, as expected. They both show first order kinetics; neither is much influenced by a change in the nucleophile/base; and both are relatively non-stereospecific.

    (CH3)3CCl + H2O ——> [ (CH3)3C(+) ] + Cl(–) + H2O ——> (CH3)3COH + (CH3)2C=CH2 + HCl + H2O

    To summarize, when carbocation intermediates are formed one can expect them to react further by one or more of the following modes:

    1. The cation may bond to a nucleophile to give a substitution product.
    2. The cation may transfer a beta-proton to a base, giving an alkene product.
    3. The cation may rearrange to a more stable carbocation, and then react by mode #1 or #2.

    Since the SN1 and E1 reactions proceed via the same carbocation intermediate, the product ratios are difficult to control and both substitution and elimination usually take place.

    Having discussed the many factors that influence nucleophilic substitution and elimination reactions of alkyl halides, we must now consider the practical problem of predicting the most likely outcome when a given alkyl halide is reacted with a given nucleophile. As we noted earlier, several variables must be considered, the most important being the structure of the alkyl group and the nature of the nucleophilic reactant. The nature of the halogen substituent on the alkyl halide is usually not very significant if it is Cl, Br or I. In cases where both SN2 and E2 reactions compete, chlorides generally give more elimination than do iodides, since the greater electronegativity of chlorine increases the acidity of beta-hydrogens. Indeed, although alkyl fluorides are relatively unreactive, when reactions with basic nucleophiles are forced, elimination occurs (note the high electronegativity of fluorine).

    Contributors

    8.7: SN1 and E1 Reactions (2024)

    FAQs

    Does E1 need a strong nucleophile? ›

    SN2 and E2 reactions require a good nucleophile or a strong base. SN1 and E1 reactions occur with strong bases with molecules whose α-carbon is secondary or tertiary and in the absence of good nucleophiles.

    Which reaction conditions favor SN1 and E1? ›

    The reaction conditions that tend to favor SN1 and E1 reactions are d) A weak base and poor nucleophile. SN1 reactions are unimolecular nucleophilic substitution reactions that involve the formation of a carbocation intermediate.

    How do you know which way a reaction is favored? ›

    Q can be used to determine which direction a reaction will shift to reach equilibrium. If K > Q, a reaction will proceed forward, converting reactants into products. If K < Q, the reaction will proceed in the reverse direction, converting products into reactants. If Q = K then the system is already at equilibrium.

    In which case is SN1 most Favoured? ›

    Polar solvents favours SN1 reaction because it solvate the nucleophile and make it less nucleophilic.

    Why does E1 elimination always compete with SN1 substitution? ›

    This is because E1 always combines together with SN1, and it is almost impossible to avoid the substitution product.

    Which characteristics does the E1 reaction share with the SN1 reaction? ›

    The E1 mechanism shares the features of the SN1 reaction. The initial step is the formation of a carbocation intermediate through the loss of the leaving group. This slow step becomes the rate-determining step for the whole reaction.

    Can you ever have only SN2 or only SN1? ›

    Primary carbons can only be SN2 substitutions. Tertiary carbons can only be SN1. Secondary, benzyllic, or allylic carbons can be either SN1 or SN2.

    What conditions favor E1 reactions? ›

    This book states, “There are three main factors that favor the E1 mechanism: a substrate that gives a relatively stable carbocation, an ionizing solvent, and the absence of strong bases or nucleophiles“.

    Does E1 keep stereochemistry? ›

    The answer depends on the mechanism. E1 eliminations generally lead to the more stable stereochemistry. E2 eliminations may or may not lead to the more stable stereochemistry.

    How to choose between SN1 and E1? ›

    How do you tell the difference between SN1 or E1? This will also be covered in another subsequent article (See article – Deciding SN1/SN2/E1. E2 – The Role of Temperature), but the short answer is, “heat“. If heat is applied, then expect the reaction to be E1.

    How to tell if a strong or weak nucleophile? ›

    The key factors that determine the nucleophile's strength are charge, electronegativity, steric hindrance, and nature of the solvent. Nucleophilicity increases as the density of negative charge increases.

    Does water favor SN1 or E1? ›

    As has been mentioned before, commonly used solvents in Sn1 reactions are water and alcohols. They frequently also double as nucleophiles. In E1 reactions these same substances would act as bases to capture a proton in the elimination step.

    What are favored conditions for SN1? ›

    SN1 reactions are favored by polar protic solvents (H2O, ROH, etc.), and usually are solvolysis reactions.

    In which phase SN1 reactions are Favoured? ›

    SN1 reaction is favoured by polar protic solvent (water).

    What is the rate determining step of an E1 or SN1 reaction? ›

    The rate-determining step is the formation of the carbocation intermediate, which is a slow and energy-consuming process. The reaction rate of an Sn1 reaction is dependent on the concentration of the substrate only, making it a first-order reaction.

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